Article Type : Research Article
Authors : Zarola F
Keywords : Parkinson’s disease; Vascular parkinsonism; Dementia; L-Dopa; Cerebrovascular disease; Stroke; Brain Vascular damage; Vascular dementia
Dementia in Parkinson's
Disease (PDD) occurs with different clinical expressions, variable frequency
and onset time, worsening the prognostic expectation. Since previous studies by
this Author showed a significant comorbidity of Cerebro-Vascular Disease (CVD)
in PD, we tried to investigate the statistical relationship between the
incidence of CVD and dementia in a PD population taken in charge in a time
frame from 2014 to 2023. A cross-analysis was carried out between the PD group
and a group of patients with Vascular Parkinsonism (VP), and performed by means
of the chi square calculation system, in different steps. In particular, the
comparison was carried out between PD population and VP population, between the
two subgroups of PD patients, with and without CVD, and between PD subgroup’s
patients with CVD and the group of VP patients, with respect to frequency of
Dementia. A statistically significant difference was found between the whole PD
population and the VP population, in favor of prevalence of Dementia in VP,
while there was not difference (p>.05) when comparing the PD population’s
subgroups with or without CVD; a slight positive p value was obtained between
the PD subgroup with CVD and the VP group (in favor of Dementia’s prevalence in
VP), which was cancelled with Yates correction. These findings support the
hypothesis that, in contrast with what was previously found about the possible
CVD influence on PD pre-synaptic system impairment, the mechanisms underlying
the pathogenesis of Dementia in PD are driven by other independent variables
involving multiple receptor systems, with a questionable role of CVD as a
cofactor.
Numerous studies have described the coexistence of non-motor symptoms in Parkinson's Disease (PD), including a syndromic constellation of cognitive skills impairments defined in synthesis PDD [1-6]. The onset time and severity of dementia show a large range of intersubjective variability, but according to researchers’ and clinicians’ statistics they can occur 5 to 20 years after the onset of the disease and begin with variable and initially unrecognized symptoms. Many studies have shown different percentages of incidence and morbidity of PDD, not mentioning the early dementia of the Lewy Bodies Disease (LBD) and the Mild Cognitive Impairment (MCI) of PD [7]. However, the latter two conditions, as well as other Atypical Parkinsonisms (AP) have been excluded and not taken into consideration in this study, which focused on a definite PD pool of patients taken in charge in the Movement Disorder Center. The diagnosis had been expressed in the phase of taking in charge with particular care to avoid possible mix-up with respect to other parkinsonisms, but an extra caution in the data re-evaluation of the clinical cases selected for the purpose of this retrospection was applied, with particular warning about possible bias. As widely known, the onset of dementia drastically worsens the prognosis of PD. In previous studies many clinicians focused their attention on the PD patients’ comorbidity with brain vascular disease (i.e. CVD), with different levels of damage, ranging from ischemic diffuse spotting (without a definite pattern of cerebral tissue distribution, but with a relevant lesion load), to minor or major strokes involving either anatomically known brain areas, described as 'typical', or 'atypical' sites’ strokes [8-15]. This observation led to hypothesize that there was a non-random relationship between vascular damage and the common variant (idiopathic) PD, and that oxidative stress could play a relevant role in the pathogenesis of the disease, in addition to other coexisting or consequent factors, such as synucleopathy and other neurotoxic factors. Furthermore, the finding that dopaminergic therapy was consistently effective on motor symptoms of many patients with vascular parkinsonism, led to the belief that oxidative damage could directly affect the presynaptic dopaminergic nigro-striatal system. PD is, however, a syndromic complex that includes multiple aspects in addition to motor symptoms; these are still extensively under study and require multidisciplinary investigations to clarify their biological bases, in which oxidative damage is uncertain and little explored. This study aims to explore the potential influence of vascular damage on the cognitive impairment generally defined as dementia of PD. The heterogeneity of symptoms described in the syndromes’ frame of PDD, not always all coexisting, makes the statistical investigation difficult, especially in a retrospective study: the group under study include outpatients in charge to the movement disorders clinic over a 10-year period. Therefore, we had to manage parameters stored “off-line” and extract data suitable for statistical application, i.e. the standardized diagnostic tests used in clinical routine practice. The present study has anyway taken into consideration in its conclusions any limitation connected to the adopted methodological features.
Materials and Methods
Two
populations were selected respectively with a definite diagnosis of PD and VP
within the pool of patients taken in charge in the Movement Disorders
Outpatients’ clinic between 2014 and 2023, equal to 129 and 25 respectively
(age range of PD patients 54 to 92 yrs, and of VP patients 63 to 96 yrs). The
diagnosis of PD had been ascertained on the basis of clinical and instrumental
data (clinical history, objective examination, efficacy of dopaminergic
therapy, outcome of receptor scintigraphic imaging-Iodine Ioflupane-123I
scintigraphy, DaTscan) and the patients taken in charge had been followed for a
minimum period of 3 years to 11 years. The VP diagnosis was assessed by means
of the clinical criteria internationally accepted according to the guidelines,
that is: sudden or subacute onset of extrapyramidal symptoms after a stroke,
presence of cerebral vascular lesions consistent with the affected side,
presence of radiological signs of brain vascular damage and prevalent
impairment of the lower limbs, as in "lower limb parkinsonism",
prominent gait impairment with frequent early falls, reduced or uncertain or
short-term efficacy of dopaminergic therapy, absence of olfactory disorders,
presence of concomitant signs of pyramidal tract involvement, like after a
stroke, non-specificity of the DaTscan, when performed. The Movement Disorders
Clinic is supported by a computerized database that allows the recording of
data concerning symptoms and other informations through a grid containing
default items in both short verbal format and as a positive/negative (yes or
no) response. Among the descriptive parameters included in the computerized
database, carried out with a dedicated computer program, there is an item
labelled ‘dementia’ recordable as « yes or no », based on the outcome of the
Mini-Mental State Examination (MMSE) test used for routine global assessment of
patients (regardless if existing at the first examination or subsequently
ascertained diagnosis). The “yes” value for the dementia parameter was based on
the clinical cut-off score of 23, which was considered the limit score below
which defining the subject as suffering from dementia, in accordance with the
general clinical consensus. In addition, patients had been routinely subjected
to the Unified Parkinson's Disease Rating Scale (UPDRS). The statistical test
used in the investigation was the chi-square calculator for a contingency
table; in the first step the comparison was carried out between the independent
parameters PD and VP groups, with respect to the incidence of dementia (total
amount numbers of yes\no). Subsequently the PD population was divided into two
subgroups, with and without CVD, (CVD yes and CVD no), which information was
extracted from a parameters’ item of the computer program labeled as yes-or-no:
the CVD recognition labeled as yes was on the basis of the presence of
neuro-radiological signs of vascular lesion and any history of stroke: the
cerebral tomographic pattern (MRI and/or CT) classified within the CVD flag
included multiple lesions according to the Fazekas’ classification of grade 2
to 3 or more and major ischemic or hemorrhagic stroke, in line with previous
studies on the incidence of CVD in PD [12,13]. Thereafter the two subgroups
were compared, as independent variables, with respect to the incidence of
dementia, using the chi-square test, as previously described. Finally, the
comparison was applied between the group of PD patients with CVD and the VP
group, with respect to the incidence of dementia. Notice that we calculated in
the three steps a chi-square statistic also with the popular Yates correction,
even if there is probably a consensus now that the correction is over-cautious
in its desire to avoid a type 1 error, but considering the different size of
the groups. Moreover there is a mismatch of total populations’ numbers in the
different satistical analysis, due to missing or lack of some registered
parameters during patients’ monitoring times (Tables 1-3).
Table 1: Prevalence of Dementia: Parkinson’s Disease (PD) vs. Vascular Parkinsonism (VP).
|
Patient
Group |
Dementia
(Yes) |
Dementia
(No) |
Total |
Statistical
Analysis |
|
Parkinson’s
Disease (PD) |
41 (46.07) [0.56] |
88 (82.93) [0.31] |
129* |
????² = 5.349 |
|
Vascular
Parkinsonism (VP) |
14 (8.93) [2.88] |
11 (16.07) [1.6] |
25 |
p = .020 |
|
Total |
55 |
99 |
154 |
Yates corr. p
= .037* |
|
*Note:
Significant at p < .05. Sample sizes may vary slightly due to missing data
in retrospective records. |
||||
Table 2: Comparison of Dementia Prevalence between PD Subgroups (with and without CVD).
|
Group |
Dementia (Yes) |
Dementia (No) |
Total |
Chi-Square
(p-value) |
|
PD with CVD |
34 (31.97) [0.13] |
66 (68.03) [0.06] |
100 |
1.0537 (p = .304) |
|
PD without CVD |
5 (7.03) [0.59] |
17 (14.97) [0.28] |
22 |
Yates corr. (p = .438) |
|
Total |
39 |
83 |
[N] |
Not
Significant |
|
Note: N values
may vary between analyses due to missing data in retrospective records |
||||
Table 3: Comparison of Dementia Prevalence: PD with CVD Comorbidity vs. Vascular Parkinsonism (VP).
|
Patient
Group |
Dementia
(Yes) |
Dementia
(No) |
Total |
Statistical
Analysis |
|
PD with CVD |
34 (38.4) [0.5] |
66 (61.6) [0.31] |
100 |
????² = 4.092 |
|
Vascular
Parkinsonism (VP) |
14 (9.6) [2.02] |
11 (15.4) [1.26] |
25 |
p = .043 |
|
Total |
48 |
77 |
125 |
Yates corr. p
= .072 (NS)* |
|
*NS = Not
Significant (p > .05). |
||||
The
results of the statistical comparisons described are shown in tables 1, 2 and
3. As you can see, the absolute numbers indicate a prevalence of patients with
dementia in the VP population. In particular, the comparison between patients
with PD and VP demonstrates a significant difference with respect to the
incidence of dementia (Table1): the chi-square statistic is 5.3493; the p-value
is .020731, significant at p < .05; the chi-square statistic with Yates
correction is 4.3465, with p-value =.037085, significant at p < .05. On the
contrary, the statistical comparison between PD subgroups with and without CVD does
not display significant differences regarding the incidence of dementia (Table
2): the chi-square statistic is 1.0537; the p-value is .304667, not significant
at p < .05; with Yates correction the chi-square statistic is 0.5991,
p-value = .438933, not significant at p < .05. Finally, the comparison
between the group of PD patients with CVD comorbidity and the group of patients
with VP showed significant differences with respect to the incidence of
dementia with the standard chi square calculation (the chi-square statistic is
4.0923, the p-value is .04308: significant at p <.05), with a prevalence in
VP group, but the Yates correction removes the difference’s significance
(chi-square statistic with Yates correction = 3.215; p-value =.072964, not
significant at p < .05.) (Table 3). Note that the total marginal columns and
rows numbers do not coincide in the different tables, despite the same populations
under study, because some of the parameters considered in every analysis have
not been recorded in different patients, who are therefore excluded from the
single calculations.
Among
the non-motor symptoms of PD there is an extensive description of
cognitive-affective and cognitive-behavioral disorders, which are widely
investigated by researchers and well known by clinicians managing patients with
this movement disorders. Moreover, neuropsychiatric syndromes are often
associated and encountered in literature [14-27]. The cognitive functions
mainly affected are the executive, memory and visual-spatial ability, but other
cognitive domains can be also impaired, even as a secondary consequence of the
primary executive disorder. Indeed, from a clinical point of view, in many
cases it can be difficult to make a clear-cut distinction between cognitive and
psychiatric disorders, such as anhedonia, depression or psychosis with
personality changes, as the symptoms are closely intertwined. Researchers claim
that the relationship between cognitive functions impairment and eventual
incidence of dopamine therapy on the actual cognitive deficit, as well as its
evolution in the course of the disease is not yet completely clarified.
However, the description of the complex of symptoms definable as Dementia in PD
or PDD, despite some degree of overlapping, shows different characteristics
compared to dementias of neuro-degenerative type, as Alzheimer's disease,
frontal-temporal dementia, or the secondary types, like vascular dementia.
There are also mixed variants of Alzheimer's disease and vascular dementia that
are often unrecognized, as well as small vessel disease’s dementias, which are
currently still being studied and classified. Each of these dementia types shows
symptomatic and neuroimaging features, and different biomarkers are
increasingly proposed for routine diagnostic purposes [28-30]. The peculiar
characteristics of PD patients’ cognitive default involve frontal functions,
resulting in dysexecutive syndrome, increased reaction times and information
processing slowing. It has been confirmed that nearly half of patients with PD
develop cognitive decline during the disease; of these, approximately the
majority develop dementia at the latest after 15-20 years of the disease
history, with careful treatment along time [6,7]. Currently, PD is known to be
an incurable neurodegenerative disease, but it is important both to stem the
neurocognitive decline, and the motor impairment of patients for as long as
possible. In this regard, particular relevance has been attributed to the
subjective variability of Cognitive Reserve (CR) and Motor reserve (Mres)
[31-34]. In fact, it is also evident that these parameters, which have been
more recently focused, cause a large range of inter-individual variability and
can make the exact diagnostic definition heterogeneous and in some cases
ambiguous for some time in the clinical history. This complexity is worthy of
accurate consideration for clinical investigations, but on the other hand
constitute a knot and a limit to the statistical data processing of patients’
populations, which require the availability of absolute numerical values, and
do not take into account the continuity of variables typical of the reality of
individual clinical evolution; that is why it was necessary to adopt a relative
simplification of the parameters chosen for the study of the groups under
investigation. Clinical details regarding comorbidities and changes in drug
doses over time cannot be retrieved from the computer routine database. These
data in any case fell outside the scope of this investigation, which was
exploratory and providing an initial approach to the topic. Furthermore, due to
the peculiarity of our routine computerized data recording system over time
(settled to data overwriting during the subsequent updates of clinical
follow-up), in this study data collection does not take into account the time
of onset of the dementias’ symptoms or the prevalence of some cognitive domains
decline with respect to others, nor the evolution time compared to other
symptoms, both motor or non-motor. In fact, patients could have been admitted
randomly at a given point in their clinical history, maybe already affected by
full-blown dementia, or have developed it during the time they were visiting
the clinic at a later date. However, this does not constitute a hindrance to
the study, as it has a statistical value classified as prevalence and not as
incidence. The use of a sharply defined criterion to classify patients with
dementia, with a specific cut-off value of MMSE, allowed to ignore those who
may have had at that point initial, subtle signs attributable to Mild Cognitive
Impairment (MCI of PD or VP), which were intended out of the full-blown
pathology taken into account. In any case, the selected patients were chosen by
excluding other types of extrapyramidal diseases than PD (identified during the
prior phase of the study also by checking the patients’paper medical records):
therefore, known cases of LBD, as well as all atypical parkinsonisms, like
Progressive Supranuclear Palsy (PSP), Multiple System Atrophy (MSA),
Cortico-Basal Degeneration (CBD), Primary Orthostatic Hypotension and other Aps
were preliminarily excluded.
The
aim of this retrospective study was to obtain a statistical feedback on the
prevalence\influence of vascular damage in PDD, like previous studies by this
and other authors have demonstrated a statistically significant co-morbidity of
cerebral vascular damage in patients suffering from PD, while reversely many
patients diagnosed with vascular parkinsonism have been described as responding
to dopaminergic therapy [10-14]. These statistical observations, consistent
with studies on motor parkinsonian symptoms induced in animal models, concerned
the diagnostic category 'PD” without considering non-motor aspects. The VP
population proved to be more suitable for the comparison than the ‘neutral’
control population adopted in the previous investigations about the statistical
incidence of CVD in patients affected by PD, which was intended to represent a
standard population homogeneous by age, regardless of whether or not affected
by other pathologies (that is, a comparison between the population with PD and
a generic age-range homogeneous group of individuals of the geographical area
under study) [12,13]. Adding to that, the choice of the group of patients with
VP as a comparison appeared more applicable since these patients, were both
affected by symptomatic characteristics that overlap with PD in the motor
domain, and by a dementia with high probability of vascular nature, therefore
they can assume a role of a sort of "tare" with respect to clinical
features not only determined by the vascular damage (motor parkinsonian
impairment). The adoption of the MMSE cut-off criterion for statistical
investigation appeared the most suitable paradigm to perform statistical
calculations, despite it requires, as already noted, the unavoidable
simplification of the complex clinical set of cognitive disease; this is a
methodology applied in clinical routine and MMSE, despite its limitations,
remains the standard for large-scale retrospective studies 35), albeit on
patients with different cognitive diseases: in fact, it allows to explore
briefly the main cognitive domains, including visual-spatial ability and
executive skills. On the other hand, the final score of MMSE do not
discriminate which cognitive domain is predominantly affected in the single
cases or in groups of subjects: however, this lack of distinction, which in
clinical practice represents a diagnostic limitation in the use of the test, in
our study can be considered non-influential or surmountable. Other tasks for
assessing cognitive deficits, such as the Montreal Test for Cognitive
Assessment (MOCA), did not turn out to be suitable for this investigation,
because they had not been used extensively in the routine investigation in the
Clinic, which requires relatively rapid testing on large patients’ numbers and
in a short time. Moreover, the assessment of MOCA had been tested to PD MCI and
was therefore considered irrelevant in the purposes of this study; note that
many patients had been already evaluated and diagnosed with full-blown dementia
elsewhere prior to come to our center. Considering the possible influence of
aging, larger populations should be enrolled in further studies, in order to
extend the analysis within subgroups with smaller and homogeneous age ranges,
as already analyzed in studies on incidence of CVD in PD populations [12,35].
Another
issue is represented by the numerical homogeneity of the samples chosen for
statistics: in fact, it would be recommended to compare numerically homogeneous
groups. However, it is noteworthy that similar disparities are found in many
analogous studies [36-38]. In this as well as in other studies, such a limit is
also given by the restrictive criteria adopted by this Author [12,13] to
consider the diagnosis of VP as certain, due to the fact that it is known by
scientists that VP is often ambiguous and difficult to be ascertained. Indeed,
in many subjects, it can be difficult to distinguish VP from the idiopathic
Parkinson's disease phenotype with early onset of postural instability and gait
disturbance. It is worth remembering that, with an alternative hypothesis,
patients can be considered as affected by both neurodegenerative and
cerebrovascular disease, and therefore, the two etiologies can coexist, whether
or not there is a causal correlation. In fact, although the extrapyramidal
syndrome defined as "vascular parkinsonism" is a widely investigated
nosological category, only recently some Authors have highlighted several
aspects that make it even more difficult with respect to the past, to clearly
distinguish PD from VP, both from a symptomatic point of view and from that of
the efficacy of dopaminergic therapy [39-41]. Therefore, this has called into
question the previous certainties for expressing this diagnosis, with possible
repercussions on the evaluation of the actual frequency of the disease, which
also presents a wide variability of symptoms and is therefore a heterogeneous
syndromic constellation. In fact, at least in the case history of our clinic,
this diagnosis has been found to be less frequent than expected, according to
the accepted diagnostic criteria. For all these reasons, we also adopted Yates'
correction in the statistical analysis, to mitigate the quantitative mismatch
of the samples examined, although both samples can be considered numerically
large enough. It is also noteworthy that the absolute distinction between PD
and VP has recently also been questioned by studies that have highlighted on
the one hand the efficacy of dopaminergic therapy in patients with VP
ascertained (for example with sudden onset of the motor symptoms, like bradykinesia
and resting tremor, after a stroke), and on the other hand the significant
incidence of CVD in populations of patients with ascertained PD [12,13,39]. The
results obtained from the general comparison between the two pools of patients
showed a significant difference in the incidence of dementia (chi-square
statistic is 5.3493, p-value is .020731, significant at p < .05; with Yates
correction the test is still significant with p= .037085), which is consistent
with what can be expected, being the probability of developing dementia with
brain vascular damage generally known higher (Table 1) [42-45]. The comparison
of PD patients with and without dementia with respect to prevalence of CVD was
performed to verify whether there is a significant difference between the two
subgroups to be ascribed to vascular disease, or dementia alternatively being
an independent clinical variable (Table 2). The non-significance of the
comparison is favorable for an independence of PD dementia from CVD in the
whole population, therefore, according to this result, the mechanisms
underlying the development of dementia in PD can be statistically deduced to be
peculiar to the disease; this is consistent with the polymorphism and
variability of dementia in PD, which besides seems to be less extensive and
frequent with respect to brain vascular disease (regardless of whether one
considers CVD in general or Parkinsonism of vascular origin), as also
descripted by many clinical studies in the literature [46-48]. More
restrictively, the third analysis considered the subgroup of PD patients with
CVD in comorbidity compared with VP patients as concerns incidence of dementia.
Interestingly, the result still shows a significance albeit low with the raw
analysis, but this disappears with the restrictive criteria application of the
Yates correction factor (chi-square statistic =4.0923, p-value =.04308,
<.05; chi-square with Yates correction =3.215, p-value = .072964, not
significant at p < .05, Table 3). This data could confirm on the one hand
that dementia in PD is a process mainly independent from CVD (at least it is
not directly related to it in etiological terms) and probably driven by
multiple chemical mediators and neuronal networks degeneration, on the other
hand that cerebrovascular damage is a coexisting worsening element with respect
to the incidence of dementia, resulting in a threshold of statistical
significance that could be exceeded with an increasing number of observations;
as already explained, the discrepancy observed in this part of the analysis can
be considered an effect of the numerical disparity of the samples. Moreover,
this fact is sustained also by the almost equal frequency of Dementia in the
examined PD patients’ group with CVD as in VP patients’ group. The results of
the cited previous studies questioned the clear cut distinction between
idiopathic, non-genetic Parkinson's syndrome and "vascular
parkinsonism": they made more plausible the hypothesis of a gradation of
the two pathological categories, in which hypoxic/oxidative damage prevails to
varying degrees, with the involvement of differentiated brain networks, along
with other pathogenic noxae, such as synucleinopathy, and other
neurodegenerative factors, at least in the motor domain. Note that L-dopa, used
for the long-term treatment of PD, has been hypothesized as a possible indirect
vascular risk factor, because it can induce an increase in blood homocysteine
levels. In many investigations an influence of vascular damage on the
dopaminergic receptor system was supported by experimental animal studies
[49-52]. In particular, chronic hypoxic damage or acute stroke damage which
does not directly disrupt the substrate of synaptic transmission, could explain
the efficacy of dopaminergic therapy in VP. Anyhow, as already mentioned, a
similar hypothesis does not appear likely to be sufficient to explain the
clinical features of the complex frame described for PDD, since it involves
multiple networks and diversified receptor systems, including limbic system,
cortico-nuclear and brain-stem circuitries, the cholinergic system with the
basal nucleus of Meynert, which are also, and more extensively involved in
Atypical Parkinsonisms [7,53,54]. For example, apathy is attributed to a
disorder of the fronto-caudate pathway, while anhedonia is attributed to the
meso-cortical and meso-limbic pathways; as well as the more specifically
affective disorders, which could be considered an integral part of PDD,
dementia in Parkinson's disease is linked to changes in the connectivity and
functioning of several neuronal cognitive pathways, particularly those
involving dopamine, norepinephrine, acetylcholine, and serotonin, which
receptor system is not yet unequivocally subject to clinical or experimental
evidence of indirect susceptibility to hypoxic-oxidative damage [53-57].
A
further study is in progress for dementia in the PD group with little or no
vascular damage, to be published. However, in our opinion, the results of this
study, on the one hand confirm that PDD is a syndromic complex that requires
multidisciplinary clinical and instrumental investigations to understand its
biochemical and neurobiological causes, on the other hand support the need to
pay additional attention to the contribution of CVD among the causes of
dementia in PD, considering them for prevention and treatment purposes,
according to what stressed by the studies on the incidence of CVD in PD.
Acknowledgment
The
Author wish to thank the Coordinator of the 2nd District of ASL RM6, Dr.
Stefano Villani, the Outpatients Clinic’s Coordinator, Dr. Rita Bartolomei, the
nurse Coordinator Pietrovito Pellegrino, mrs Marina Taddei and the whole nurse
staff of the 2nd District of ASL RM6.